Chief Compliance Officer, Vice President of Client Service & OperationsEmail Connie Wyllie
Constance Wyllie has been with TFC Financial Management since 1985. She is responsible for the firm's overall compliance program and adherence to State and Federal regulatory requirements. In addition, she oversees all aspects of portfolio administration, trading, and quarterly client reporting, including supervision of the firm's portfolio accounting, CRM and trading systems. As a participant of TFC's Investment Committee, she is responsible for the accurate and timely implementation of the committee's strategic decisions. She also provides client relationship support.
Connie is currently enrolled in the Investment Adviser Certified Compliance Professional (IACCP) designation program. She is a graduate of Becker College, where she received a B.S. degree in Business Administration. She has also received her Financial Paraplanner™ certification from The College of Financial Planning.